Make Those Arguments: Don't "Incorporate By Reference."

Any (every?) authority on legal writing admonishes against “incorporating by reference” and encourages legal writers to quote important components of the record and include all legal arguments with the body of an appellate brief.  (Or any dispositive motion for that matter).  Inevitably, we’ve all had those moments – after pouring over a record for the twelfth time or making the same argument in the fifth demurrer to the complaint – where the temptation to reference an earlier argument or to just cite to page 1,420 of the record becomes more than mere temptation, and seems to approach actual reason.

Maybe an admonition against this practice from the Justices themselves will dispel your temptation:

While incorporation by reference might seem to make sense ecologically, by reducing the amount of paper used in appellate briefs, the actual result would be to increase the amount of papers used in an appeal.  The rules require an original and four copies of the appellate brief.  The original brief stays with the record on appeal.  Each of the three justices on the panel deciding the case receive copies of the briefs which they can use at their desks, work on at home, or take with them when traveling for an engagement outside the court.  The fourth copy remains in the clerk’s office for public inspection.  Only one copy of the trial court record is filed in the appellate court, however.  If all three justices had to share this single record in order to review, research and evaluate a party’s arguments the time it would take for the court to decide the appeal would considerably increase.  This would work a hardship on the parties to that appeal and to the parties in other appeals awaiting their turn for consideration and decision.  Alternatively, four copies of the trial court records would have to be filed with the Court of Appeal.  Because these records often consist of thousands of pages it easy to see how the amount of paper used in the appeal would increase significantly.
Parker v. Wolters Kluwer United States, Inc. et al. (2007) 149 Cal.App. 4th 285, 290-291 (certified for partial publication).

An interesting commentary on appellate procedure, to be sure:  If that hasn’t curbed your desire to type “See . . .”, keep reading:

Therefore, in deciding the issues in this appeal we have not considered Parker’s “incorporated” arguments.
Id. (Emphasis added.)

Make the arguments again.  Cut and paste if you must.  Don’t incorporate by reference!

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Comments (3) Read through and enter the discussion with the form at the end
Donna Bader - May 18, 2008 5:10 PM

I agree with your comments on making the brief as comprehensive as possible. As you note, there is only one copy of the record delivered to the Court of Appeal. At a recent luncheon, several research attorneys explained the difficulties of searching the record. They do not have an index or a searchable disk. As a result, we need to remember to supply citations whenever possible. Doing it once, usually in the Statement of Facts, requires the research attorney to go back to the Statement if your argument contains the same statement without a reference.

Kim Amick - May 19, 2008 2:28 PM

Someday, electronic filing will actually catch up with available technology and we will be able to file .pdf versions of our briefs where the citations link directly to the record -- opening the referenced citation in a new window. Then, every judge and every clerk could just carry around a laptop or a disc with the briefs and the record . . . and we wouldn't kill so many trees!

Katy - September 15, 2008 11:12 PM

"Someday, electronic filing will actually catch up with available technology and we will be able to file .pdf versions of our briefs "

Agree! That is of course if the judges even know what a pdf file is~

My research on briefs resulted in the discovery that briefs are read mostly by judge's clerks or staff...
Doesn't give me a warm fuzzy knowing a judge might just go along with a clerk's opinion/notes and then rule on those notes without ever reading the full brief.

Recently read a case where counsel confronted the judge on a ruling after reading a 40 page supplemental brief that he had just received within the last hour.
Counsel actually inferred that the judge was being untruthful that he read the whole brief...
It got sorta ugly - but the judge held his ground and the ruling stood.

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